Probing Primordial Black Hole Mergers in Clusters with Pulsar Timing Data

arXiv:2412.15989 · astro-ph.CO · Submitted 2024-12-20 · Read on arXiv

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Introduction to the show: ident: Astrophysics Radio. Generated commentary on the latest astrophysics papers.

Vera: We're looking at the paper: "Probing Primordial Black Hole Mergers in Clusters with Pulsar Timing Data".

Jocelyn: Here's the gist of the paper. The gist: The analysis systematically addresses whether the stochastic gravitational wave background suggested by Pulsar Timing Array (PTA) datasets can be substantial enough to compete with that from scalar induced GWs, finding that scalar-induced GWs dominate in a broad PBH mass distribution, although specific PBH models with enhanced clustering could yield a background dominated by PBH mergers.

Vera: PBH Mass Function Derivation The paper derives the PBH mass function from a power law primordial spectrum of curvature perturbations using the Press-Schechter formalism.

Jocelyn: The mass is approximated by the horizon mass at re-entry, given by MH(k) = 4πM2p/H(1) ≃ 20 M⊙ k106 Mpc−1 g4∗,s(Tcr)g−3∗(Tcr) (2).

Vera: The PBH mass function fPBH(m) is then expressed in terms of the primordial power spectrum Pζ (k) and the critical threshold δc.

Paper summary: Vera: To recap, this paper looks at the possibility that the stochastic gravitational wave background suggested by pulsar timing array datasets is sourced by primordial black holes, specifically performing a Bayesian search in IPTA DR2 for a combined GW background arising from scalar perturbations and unresolved PBH mergers.

Jocelyn: They assumed a broad PBH mass distribution for this analysis, and they incorporated constraints on the curvature power spectrum from CMB mu-distortions and the overproduction of PBHs which significantly suppress the contribution of PBH mergers to the total GW background.

Subrahmanyan: The key finding they report is that scalar-induced GWs dominate in the nHz frequency range, while PBH mergers alone cannot account for the observed signal under the standard PBH formation scenario involving Gaussian perturbations and including only Poissonian PBH clustering.

Vera: They also found that specific PBH models, such as those with enhanced clustering, could yield a GW background dominated by PBH mergers.

Jocelyn: So they’re basically saying that scalar-induced GWs are the main driver for the observed signal in this analysis, but if you look at enhanced clustering, PBH mergers become more relevant again.

Subrahmanyan: That points toward the need to investigate how much clustering actually impacts merger rates for those specific models because they suggest a much more dense PBH cluster could lead to much enhanced merger rates with respect to their computations.

Vera: This whole investigation into whether PBHs can explain the PTA signal is important because it sets a benchmark against the astrophysical origin of this common-spectrum process.

Jocelyn: It’s a test of how robust these PBH models are when you introduce more complex physics like enhanced clustering, which is something we haven't fully constrained yet with our current pulsar observations.

Subrahmanyan: The paper uses a phenomenological approach to treat the parameter for clustering as a free parameter and additionally perform a Bayesian search with this nuisance parameter to account for that enhancement and various other uncertainties in the merger rates discussed in Section IV A.

Conclusion: Vera: So, wrapping up on "Probing Primordial Black Hole Mergers in Clusters with Pulsar Timing Data," the authors show that the contribution to the GWB from PBH binaries, both early and late channels, is largely subdominant with respect to the GWB from scalar induced perturbations for power law PBH mass distributions.

Jocelyn: They also state it’s not possible to explain the PTA signal with only PBH binaries in late-time PBH clusters under the assumption of standard PBH formation scenario involving Poissonian fluctuations.

Subrahmanyan: The paper strongly favors an astrophysical origin for the reported common-spectrum process over the specific PBH models considered in this analysis, which is a key conclusion they draw from their Bayesian inference.

Vera: What this means for us on the ground is that while we are looking at PBHs as a possibility, the current data points toward an explanation that comes from astrophysical processes.

Jocelyn: It’s also important to remember the caveat they mentioned, which is that for explaining the PTA signal with late PBH binaries, the required clustering factor R cl is about O(one hundred four) Gpc-three yr-one larger than what comes from Poissonian fluctuations.

Subrahmanyan: That difference in required clustering tells us a lot about what’s missing in our understanding of how these PBH clusters actually form and how they merge, which is where future observations or simulations could help clarify things.

Vera: And the analysis itself has some limitations, so we should be mindful that it only explores the possibility under a broad PBH mass distribution derived using Gaussian curvature perturbations.

Jocelyn: That’s right, so we’re not testing every possible PBH mass function, just this one specific one for this particular investigation into the IPTA DR2 data.

Subrahmanyan: And looking forward, the paper shows that PBH mass distributions with n s about one are statistically preferred because they naturally suppress low-mass PBHs from overclosing the Universe and don't require a small-scale cut-off k max.

Vera: It’s a nuanced result, showing how constraints from CMB mu-distortions and LVK bounds interact with the potential PBH scenarios.

Jocelyn: This paper serves as an important check on whether we should be looking for a simple PBH explanation or if the astrophysical background is indeed the right fit for this nHz signal.

Service de Physique Thພorique, Brussels Laboratory of the Universe BLU-ULB, Universite Libre de Bruxelles

astro-ph.CO

Submitted: 2024-12-20

Updated: 2024-12-20

Comments: 26 pages, 9 figures, 2 tables

Journal ref: Phys. Rev. D 114, 083532 (2026)

DOI: 10.1103/j38g-ft2h

License: http://creativecommons.org/licenses/by/4.0/

Importance score: 80/100

The gist: The gist: The analysis systematically addresses whether the stochastic gravitational wave background suggested by Pulsar Timing Array (PTA) datasets can be substantial enough to compete with that

Key concepts

Scalar Induced Gravitational Waves (SIGWs)
These are gravitational waves generated by primordial scalar perturbations in the early universe. They create a stochastic background that is significant, especially at lower frequencies like those observed by PTAs, and their spectrum depends on the shape of the initial curvature power spectrum.
PBH Mass Function Derivation
The paper calculates how many PBHs of different masses exist using a power-law primordial spectrum. This function describes the distribution of black hole masses formed from density perturbations, incorporating cosmological constraints like CMB distortions and preventing overproduction of light PBHs.
GW Background from PBH Binaries
This considers gravitational waves produced by merging PBHs, either early in the universe before matter-radiation equality or late in the universe through dynamical capture in clusters. The merger rate depends heavily on assumptions about how these black holes cluster together.

Terminology

Summary

The gist: The analysis systematically addresses whether the stochastic gravitational wave background suggested by Pulsar Timing Array (PTA) datasets can be substantial enough to compete with that from scalar induced GWs, finding that scalar-induced GWs dominate in a broad PBH mass distribution, although specific PBH models with enhanced clustering could yield a background dominated by PBH mergers.

PBH Mass Function Derivation

The paper derives the PBH mass function from a power law primordial spectrum of curvature perturbations using the Press-Schechter formalism. The mass is approximated by the horizon mass at re-entry, given by MH(k) = 4πM2p/H(1) ≃ 20 M⊙ k106 Mpc−1 g4∗,s(Tcr)g−3∗(Tcr) (2). The PBH mass function fPBH(m) is then expressed in terms of the primordial power spectrum Pζ (k) and the critical threshold δc. For a broad mass distribution obtained for values of ns ∼ 1, the behavior of the equation of state w(T) with temperature, especially during the QCD epoch, can play an important role.

Scalar Induced Gravitational Waves (SIGWs)

A stochastic spectrum of second-order GWs is induced by scalar perturbations. For Gaussian perturbations, this induced GW spectrum can be sizeable for enhanced primordial curvature perturbations at small scales, typically around Pζ ≃ 10−2. The observable induced GW spectrum today is defined as omegagw,0 ≡ (1/ρc) dρ0gw/d ln f, which can be expressed in terms of the induced GW spectrum in the radiation era through [24, 86]. For the spectrum defined in Eq. (3), one can derive an approximate analytical expression for the induced GW spectrum today given by omegaSIGW gw,0(f) h2 = 7.5 × 10−5 g∗(T) (g∗,s(T))−4/3 Q(ns) (f f⋆2(ns−1)) Θ(f − fmin)Θ(fmax − f).

GW Background from PBH Binaries

The GW background from PBH mergers is considered through two main channels: i) early Universe PBH binaries that decoupled from the Hubble flow before matter-radiation equality, and ii) late-Universe PBH binaries that can dynamically form in clusters via capture. The merger rate from both these channels has many uncertainties as discussed in section IV. For the SGWB from unresolved PBH binaries, the spectrum follows the standard relationship to the comoving number density of compact binary sources. The differential GW spectrum emitted in Eq. (25) can be expressed by plugging Eq. (24) and Eq. (14) in Eq. (25), giving omegaPBHB gw,0(f) = f 2/3(π G)2/3ρc Z dz d ln m1d ln m2 M5/3c with V = Vearly+Vlate.

Results and Interpretation of PTA Data

The total GWB is given by summing Eq. (13) and Eq. (29), i.e., h2omegagw(f) = h2omegaSIGW gw (f) + h2omegaPBHB gw (f). In the fixed clustering analysis, the PTA signal is always dominated by the scalar induced GWB, omegaSIGW gw (f) with the PBH binaries giving a much sub-leading contribution to the total GW spectrum. To explain the PTA common-spectrum process, a spectral index ns ∼ 1.3 would yield the required increasing frequency dependence of the GW spectrum from SIGWs, omegaSIGW gw ∝ f2(ns−1).

Constraints on Primordial Power Spectrum

The analysis imposes the CMB µ-distortion constraints on the curvature power spectrum at scales k ≲ 105 Mpc−1. Since gravitational waves act as radiation, they are thus constrained by current bounds on the effective number of neutrino species limit, ∆Neff < 0.28. The LVK constraint imposes that, at fLVK = 25 Hz, omegagw ≤ 1.7 × 10−8. The posterior values for the fixed clustering analysis in Fig. 8 do not violate this constraint.

Conclusion and Discussion

The main results from the Bayesian inference show that the contribution to the GWB from PBH binaries (both early and late channels) is largely subdominant with respect to the GWB from scalar induced perturbations for power law PBH mass distributions (see Sec. V A). It is not possible to explain the PTA signal with only PBH binaries in late time PBH clusters, under the assumption of standard PBH formation scenario with PBH clustering from Poissonian fluctuations. The analysis reveals that the values of Rcl required to explain the PTA signal with late PBH binaries is ∼ O(104) Gpc−3 yr−1 larger than the Rcl values arising from Poissonian fluctuations.

How it works

The analysis performs Bayesian searches using Monte Carlo Markov Chains (MCMC) in PTArcade [112, 113] to implement the GW signal h2omegagw(f) in Eq. (30). The search is divided into two parts: Section V A computes the clustering factor Rcl appearing in the late-time PBH merger rate in Eq. (24) as a function of redshift z from primordial power spectrum parameters, such that at any z, Rcl ≡ Rcl(Aζ, ns, kmin, kmax) is fixed. Section V B considers the clustering factor Rcl appearing in Eq. (24) as an extra free parameter in addition to the primordial spectrum parameters.

Summary of Key Findings

**- The analysis shows that scalar-induced GWs dominate the GWB from PBH mergers for a broad PBH mass distribution derived using Gaussian curvature perturbations. The IPTA DR2 strongly favors an astrophysical origin for the reported common-spectrum process over the PBH models considered in this analysis. **

**- The PTA signal is always dominated by the scalar induced GWB, omegaSIGW gw (f) with the PBH binaries giving a much sub-leading contribution to the total GW spectrum. **

**- The required clustering factor Rcl to explain the PTA signal with late PBH binaries is ∼ O(104) Gpc−3 yr−1 larger than the Rcl values arising from Poissonian fluctuations. **

**- The analysis reveals that PBH mass distributions with ns ≲ 1 are statistically preferred, because they naturally suppress low-mass PBHs (from overclosing the Universe) and do not require a small-scale cut-off kmax. **

**- The resulting maximum likelihood GW spectrum for this analysis is shown Fig. 5 (right) where the total GW background is a combination from scalar induced (shown in blue solid) till the cut-off kmax(fmax) ∼ 107 Mpc−1 (10−8 Hz). **

**- The best fit values used for the GW spectrum shown in Fig. 5 are in violation of this LVK bound. **

How it works

The analysis uses a broad PBH mass function including features from the QCD epoch (as detailed in sec. II). The broad PBH mass function used in our analysis has been derived assuming the direct collapse of enhanced density perturbations obtained from a power-law power spectrum of curvature perturbations at small scales, with a large-mass cut-off (or small k, kmin) introduced to evade the constraints from CMB µ-distortions and a low-mass cut-off (or large k, kmax) to prevent overclosing the Universe with light PBHs.

PBH Constraints

In Fig. 6, we show the posterior predictive distribution for the PBH abundance fPBH(m) (as defined in) compared to existing (most stringent) constraints on PBHs. The two other analyses including SIGWs, however, evade all these limits and are viable. The posterior values for the fixed and free Rcl analysis, including the contribution from both SIGWs and PBH binaries to the GWB peak at fPBH ∼ 10−5 − 10−4, at PBH mass of around 4−10 M⊙.

Conclusion

In this work, we have searched for a GW background arising from inspiralling PBH binaries in the International PTA dataset (IPTA DR2).

Improvements for AI systems

  1. Bold header: Enhanced Bayesian Inference for GW Source Discrimination

This system can perform a Bayesian search in the International PTA Data Release 2 (IPTA DR2) for a combined GW background arising from scalar perturbations and unresolved PBH mergers, allowing it to systematically assess whether the observed signal is sourced by scalar-induced GWs or PBH mergers.

  1. Bold header: Parameter Space Mapping with Clustering Nuisance

The improved system can utilize the free clustering factor Rcl as an extra free parameter in addition to the primordial spectrum parameters to determine if a GWB contribution from PBH binaries is substantial enough, allowing it to investigate models where a much more dense PBH cluster or enhanced PBH clustering could possibly lead to much enhanced merger rates.

  1. Bold header: Constraint Evaluation Against Multi-Wavelength Probes

The AI can rigorously compare its derived posterior distributions against a wide array of constraints, including CMB µ-distortions, the LVK-Constraint, and microlensing surveys (such as EROS, ICARUS, OGLE), to provide a comprehensive assessment of viability.

  1. Bold header: Mass Function Sensitivity Analysis

The system can analyze how different primordial power spectrum parameters affect the resulting PBH mass distribution, noting that the final PBH abundance fPBH is exponentially sensitive to the primordial power amplitude Aζ (through the variance σ2k defined in Eq. (6)).

  1. Bold header: Model Comparison via Bayes Factors

The AI can calculate and compare the relative evidence between competing physical models, such as SIGWs + PBHBs [Fixed Rcl] log10(BSMBHB,PBH) = 1.88 versus other scenarios to determine which model is preferred by the PTA data.

Abstract

We consider the possibility that the stochastic gravitational wave (GW) background suggested by Pulsar Timing Array (PTA) datasets is sourced by Primordial Black Holes (PBHs). Specifically, we perform a Bayesian search in the International PTA Data Release 2 (IPTA DR2) for a combined GW background arising from scalar perturbations and unresolved PBH mergers, assuming a broad PBH mass distribution. In our analysis, we incorporate constraints on the curvature power spectrum from CMB μ-distortions and the overproduction of PBHs, which significantly suppress the contribution of PBH mergers to the total GW background. We find that scalar-induced GWs dominate the nHz frequency range, while PBH mergers alone cannot account for the observed signal under the standard PBH formation scenario involving Gaussian perturbations, and including only Poissonian PBH clustering. However, specific PBH models, such as those with enhanced clustering, could yield a GW background dominated by PBH mergers. Overall, we find that the IPTA DR2 strongly favors an astrophysical origin for the reported common-spectrum process over the PBH models considered in this analysis.

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